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Education Statistics Quarterly
Vol 2, Issue 3, Topic: Elementary and Secondary Education
Condition of America's Public School Facilities: 1999
By: Laurie Lewis, Kyle Snow, Elizabeth Farris, Becky Smerdon, Stephanie Cronen, and Jessica Kaplan
 
This article was originally published as the Executive Summary of the Statistical Analysis Report of the same name. The sample survey data are from the "Condition of Public School Facilities" survey, conducted through the NCES Fast Response Survey Sytem (FRSS).
 
 

Background

Over the past decade, the physical condition of America's public schools has received considerable attention (e.g., Kozol 1991; Lewis et al. 1989). For example, a number of lawsuits challenging school funding for facilities have drawn attention to the poor conditions that many students encounter at school (e.g., Roosevelt Elementary School No. 66 v. Bishop, 877 P. 2d 806 [Ariz. 1994]). Newspaper stories and research studies describing poor ventilation, broken plumbing, and overcrowding have raised concerns about the effects of school facilities on teaching and learning. More importantly, some conditions, like sagging roofs or poor air quality, have raised serious questions about student and teacher safety.

The physical condition of schools is described in a series of reports based on a 1994 study conducted by the U.S. General Accounting Office (GAO). In addition, several studies have reported on school repair and construction costs, each with a somewhat different focus. The 1994 GAO study provided estimates of the cost of repairs, renovations, and modernizations to put schools into good overall condition (U.S. GAO 1995), while a more recent GAO study reported actual school construction expenditures for fiscal years 1990 through 1997 (U.S. GAO 2000). Another report included actual costs of completed school construction projects in 1998 and projected expenditures for new construction, additions, and renovations for 1999 (Abramson 1999). A report recently released by the Na-tional Education Association (NEA) gave a cost estimate of the funds needed for various kinds of school infrastructure (including new construction) and education technology (NEA 2000).

This report provides national data about the condition of public schools in 1999 based on a survey conducted by the National Center for Education Statistics (NCES) using its Fast Response Survey System (FRSS). Specifically, this report provides information about the condition of school facilities and the costs to bring them into good condition; school plans for repairs, renovations, and replacements; the age of public schools; and overcrowding and practices used to address overcrowding. The results presented in this report are based on questionnaire data for 903 public elementary and secondary schools in the United States. The responses were weighted to produce national estimates that represent all regular public schools in the United States. Information about the condition of school facilities is based on questionnaire rating scales rather than on physical observation of school conditions by outside observers.

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Key Findings

Estimates of cost to put buildings into good condition

A major barrier to schools' improving their facilities is the substantial cost (U.S. GAO 1995). If schools are unable to obtain the funding they need to perform maintenance or construct new buildings when necessary, facilities problems multiply, which can result not only in health and safety problems, but also in increased costs of repairs (Hansen 1992). Results of the 1999 FRSS survey indicate that:

  • Three-quarters of schools reported needing to spend some money on repairs, renovations, and modernizations to put the school's onsite buildings into good overall condition. 1 The total amount needed by schools was estimated to be approximately $127 billion.
  • The average dollar amount per school for schools needing to spend money was about $2.2 million. The average cost per student of repairs, renovations, and modernizations to put the school into good overall condition among the schools that reported needing to spend money was $3,800.
Types of school buildings and overall facilities conditions

Observations of school facilities have appeared in headlines, speeches, and reports that focus on the deteriorating environmental and physical conditions of the nation's schools. Results of the 1999 FRSS survey confirm that although most schools are in relatively good condition, many schools are in less than adequate condition:

  • One in four schools reported that at least one type of onsite building (i.e., original and temporary buildings, permanent additions) was in less than adequate condition2 (table A).
  • Approximately 11 million students were enrolled in schools reporting at least one type of onsite building in less than adequate condition (table A). Of those students, about 3.5 million attended schools where at least one type of building was in poor condition or needed to be replaced because it was nonoperational or showed significantly substandard performance.
  • Eighty-one percent of schools reported that their original buildings were in adequate or better condition, 84 percent of those schools with permanent additions reported them to be in adequate or better condition, and 81 percent of schools with temporary buildings reported them to be in adequate or better condition (table B). This means that approximately one in five schools having buildings of a particular type reported that these building types were in less than adequate condition. This included 4 to 6 percent reporting buildings in poor condition (defined as consistent substandard performance) and 1 to 2 percent reporting that buildings needed to be replaced due to significantly substandard performance or nonoperational condition.
  • The condition of original buildings and temporary structures did not vary significantly by school characteristics 3; however, the condition of permanent additions varied by concentration of poverty: schools with the highest concentration of poverty (defined here as 70 percent ore more of the students eligible for free or reduced-price lunch) were more likely to report that their permanent additions were in less than adequate condition than were schools with 20 to 39 percent or schools with less than 20 percent of their students eligible for free or reduced-price lunch (30 percent vs. 13 percent and 8 percent, respectively).

Table A. - Number and percentage distribution of public schools and enrollments according to the condition of all onsite building types: 1999

Table A. - Number and percentage distribution of public schools and enrollments according to the condition of all onsite building types: 1999

1Ratings of adequate or better encompass the ratings of excellent, good, and adequate.

2Ratings of less than adequate encompass the ratings of fair, poor, and replace.

NOTE: Percentages are computed within each column and are computed on unrounded numbers. The numbers of schools have been rounded to the nearest hundred, and the numbers of students have been rounded to the nearest million. Detail may not add to totals due to rounding. The condition of all onsite building types is computed across original buildings, permanent additions, and temporary buildings.

SOURCE: U.S. Department of Education, National Center for Education Statistics, Fast Response Survey System, "Condition of Public School Facilities" survey, FRSS 73, 1999. (Originally published as table 3 on p.13 of the complete report from which this article is excerpted.)

Condition of building features

The 1999 FRSS survey on the condition of public school facilities also collected information on the condition of nine different building features: roofs; framing, floors, and foundations; exterior walls, finishes, windows, and doors; interior finishes and trim; plumbing; heating, ventilation, and air conditioning; electric power; electrical lighting; and life safety features. The 1999 FRSS survey found that:

  • Fifty percent of schools reported that at least one of the nine building features at their school was in less than adequate condition, and three-quarters of those schools had more than one building feature in less than adequate condition. Schools in central cities were more likely than schools in urban fringe areas and large towns to report at least one building feature as less than adequate (56 percent compared with 44 percent). Schools with the highest concentration of poverty (70 percent or more of the students eligible for free or reduced-price lunch) were more likely to report that at least one building feature was in less than adequate condition than were schools with 20 to 39 percent or schools with less than 20 percent of their students eligible for free or reduced-price lunch (63 percent vs. 45 percent each).
  • Approximately one-fifth of schools indicated less than adequate conditions for life safety features, roofs, and electric power, and about one-quarter of schools reported less than adequate conditions for plumbing and for exterior walls, finishes, windows, and doors. Heating, ventilation, and air conditioning systems were reported to be in less than adequate condition at 29 percent of schools.

Table B. - Percent of schools with each type of building, and the percentage distribution of ratings of the overall condition of the building types: 1999

Table B. - Percent of schools with each type of building, and the percentage distribution of ratings of the overall condition of the building types: 1999

1Based on schools with that type of building.

2Rounds to 100 percent for presentation in the table.

3Coefficient of variation greater than 50 percent.

NOTE: Detail may not add to totals due to rounding.

SOURCE: U.S. Department of Education, National Center for Education Statistics, Fast Response Survey System, "Condition of Public School Facilities" survey, FRSS 73, 1999. (Originally published as table 1 on p.10 of the complete report from which this article is excerpted.)

Environmental conditions

Environmental conditions, such as heating, ventilation, and air conditioning, are important aspects of the day-to-day environment for students. The 1999 FRSS survey on the condition of public school facilities also collected information on satisfaction with six different environmental conditions: lighting, heating, ventilation, indoor air quality, acoustics or noise control, and physical security of buildings.4 The results of the 1999 FRSS survey indicate that:

  • Forty-three percent of schools reported that at least one of the six environmental conditions was unsatisfactory, and approximately two-thirds of those schools had more than one environmental condition that was unsatisfactory. Ventilation was the environmental condition most likely to be perceived as unsatisfactory (26 percent of schools). Each of the following environmental conditions was rated as unsatisfactory by about one-fifth of schools: heating, indoor air quality, acoustics or noise control, and the physical security of buildings. Twelve percent of schools reported unsatisfactory lighting conditions.
  • Schools in rural areas and small towns were more likely than schools in urban fringe areas and large towns to report that at least one of the six environmental conditions was unsatisfactory (47 percent compared with 37 percent). Schools with the highest concentration of poverty were more likely to report at least one unsatisfactory environmental condition than were schools with the lowest concentration of poverty (55 percent compared with 38 percent).
  • About one-third of schools reported unsatisfactory energy efficiency, and 38 percent reported unsatisfactory flexibility of instructional space.
Plans for repairs, renovation, or replacement

The condition of school facilities is continuously changing, and information about schools' future plans--in particular, plans for building or installing new structures or additions, as well as making major repairs, renovations, or replacements, in the next 2 years--may provide insights into the future condition of these facilities. The 1999 FRSS survey found that:

  • About two-thirds of public schools had written long-range facilities plans to guide their planning for facilities improvements.
  • One-fifth of schools reported plans to build new attached and/or detached permanent additions in the next 2 years, and 1 in 10 reported plans to install new temporary buildings in the next 2 years.
  • About half of the schools planned to make major repairs, renovations, or replacements to at least one building feature in the next 2 years. Overall, 41 percent of schools indicated plans to make major repairs or renovations to at least one building feature, and one-quarter planned to replace at least one building feature in the next 2 years.
  • Schools in less than adequate condition were more likely to have plans for repairs, renovations, or replacement. While 46 percent of schools in adequate or better overall condition reported plans to repair, renovate, or replace at least one building feature in the next 2 years, 67 percent of schools in less than adequate condition reported such plans.
Functional age of schools and school conditions

A number of reports have raised concerns about the age of America's public schools (e.g., Rowand 1999). Because age of the building, by itself, may be somewhat less important than its history of maintenance and renovation, a more accurate indication of a school's age is its functional age. Functional age is defined as the age of the school based on the year of the most recent renovation or the year of construction of the main instructional building(s) if no renovation has occurred. Results of the 1999 FRSS survey indicate that:

  • In 1999, the average age of the main instructional building(s) of public schools was 40 years, based on years since original construction. Among schools that had been renovated since construction, the renovation, on average, occurred 11 years ago.
  • The average functional age of schools, based on the year of the most recent renovation or the year of construction if no renovation had occurred, was calculated to be 16 years. In general, average functional age did not vary by school characteristics, although small schools were functionally older than medium or large schools. 5
  • The functional age of schools was found to be related to their condition, with older schools more likely than newer schools to report less than adequate or unsatisfactory conditions.
Overcrowding

Dramatic increases in enrollment due to the "baby boom echo," immigration, and migration have led many schools to enroll far more students than they were designed to accommodate. 6 Compounding these conditions are initiatives to reduce class size, resulting in the need for even more classrooms. As the public school system copes with such conditions, there is growing concern about the degree of overcrowding that may exist in some schools. This report provides information about the extent to which public schools are overcrowded, at capacity, or underenrolled. 7 Schools with enrollments more than 5 percent above the capacity of their permanent instructional buildings and space were defined as overcrowded (i.e., overenrolled), schools with enrollments within 5 percent of the capacity of their permanent buildings and space were considered to be at capacity, and schools with enrollments more than 5 percent below the capacity of their permanent buildings and space were considered underenrolled. The 1999 FRSS survey indicates that:

  • Overall, about half of public schools were under-enrolled, about one-quarter were within 5 percent of their capacity, and about one-quarter were overcrowded, based on the capacity of their permanent instructional buildings and space.
  • Large schools were more likely than other schools to be seriously overcrowded (more than 25 percent overenrolled), while small schools were more likely than other schools to be severely underenrolled. Schools with a high minority enrollment (more than 50 percent) were more likely than schools with a low minority enrollment (5 percent or less) to be seriously overcrowded.
  • Schools that were classified as overcrowded were more likely than other schools to report that at least one type of onsite building was in less than adequate condition. Overcrowded schools were also more likely than other schools to have at least one building feature that was in less than adequate condition and to have at least one environmental condition that was unsatisfactory.
  • About one-third (36 percent) of schools indicated that they used portable classrooms, and 20 percent reported using temporary instructional space.
Among these schools, most reported using portables and temporary instructional space to alleviate overcrowding.

Conclusion

Although the majority of America's public schools are in adequate or better condition, a sizable minority are not. About one-quarter of the schools reported that at least one type of onsite building was in less than adequate condition, half reported that at least one building feature was in less than adequate condition, and about 4 out of 10 reported at least one unsatisfactory environmental condition. Data about the functional age of schools suggest that the oldest schools are most in need of attention, but that many of these schools do not have plans for improvement. About three-quarters of public schools do not have problems with overcrowding, but close to 10 percent have enrollments that are more than 25 percent greater than the capacity of their permanent buildings. Collectively, these data provide a complex portrait of the current physical conditions and crowding in America's public schools. Although the majority of schools are in adequate condition, functionally young, and not overcrowded, a substantial number of schools are in poor condition, and some of them suffer from age and overcrowding. Past experience suggests that correcting these problems will be costly.

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Footnotes

1 Schools that reported on the questionnaire that the condition of any type of onsite school building (original and temporary buildings, permanent additions) or any building feature (e.g., roofs, plumbing, electric power) was less than good (i.e., any type of building or building feature was given a rating of adequate, fair, poor, or replace) provided information about the cost of the needed repairs, renovations, and modernizations. This is somewhat different from the approach used by GAO in 1994, which prevents direct comparison of the cost estimates between the FRSS and GAO studies.

2 This is based on types on onsite buildings, and does not include building features. It is also based on ratings of less than adequate condition, which includes the ratings of fair, poor, and replace.

3 The school characteristics used as analysis variables in this report are school instructional level, school enrollment size, locale (central city, urban fringe/large town, rural/small town), region, percent minority enrollment, and percent of students in the school eligible for free or reduced-price lunch (which indicates the concentration of poverty in the school). Throughout this report, differences (particularly those by school characteristics) that may appear large may not be statistically significant. This is due is part to the relatively large standard errors surrounding the estimates (because of the small sample size) and the use of the Bonferroni adjustment to control for multiple comparisons.

4 In addition, the survey asked about two other conditions - energy efficiency and flexibility of instructional space - which are discussed separately in this report.

5 Large schools have 600 or more students, medium schools 300 to 599 students, and small schools less than 300 students.

6 Migration patterns (e.g., families moving out of particular areas) and decisions families make with regard to their children's schooling (e.g., private school enrollment) may also lead to a decline in enrollments among some public schools. These declines may result in schools that are underenrolled.

7 The proportion indicating the degree to which enrollment exceeds or falls below the capacity of the permanent buildings and instructional space was calculated using the following formula:

X= [(total student enrollment) - (capacity of permanent instructional buildings and space)] / (capacity of permanent instructional buildings and space).

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References

Abramson, P. (1999). Construction Report. Dayton, OH: School Planning and Management.

Hansen, S.J. (1992). Schoolhouse in the Red: A Guidebook for Cutting Our Losses. Powerful Recommendations for Improving America's School Facilities. Arlington, VA: American Association of School Administrators.

Kozol, J. (1991). Savage Inequalities: Children in America's Schools. New York: HarperCollins Publishers.

Lewis, A., Bednarek, D., Chion-Kenney, L., Harrison, C., Kolodzy, J., McCormick, K., Smith, J., Speich, D., and Walker, L. (1989). Wolves at the Schoolhouse Door: An Investigation of the Condition of Public School Buildings. Washington, DC: Education Writers Association.

National Education Association. (2000). Modernizing Our Schools: What Will It Cost? Washington, DC: Author.

Rowand, C. (1999). How Old Are America's Public Schools? (NCES 1999-048). U.S. Department of Education. Washington, DC: National Center for Education Statistics.

U.S. General Accounting Office. (1995). School Facilities: Condition of America's Schools. GAO/HEHS-95-61. Washington, DC: Author.

U.S. General Accounting Office. (2000). School Facilities: Construction Expenditures Have Grown Significantly in Recent Years. GAO/HEHS-00-41. Washington, DC: Author.

Data source: The NCES Fast Response Survey System, "Condition of Public School Facilites" survey, FRSS 73, 1999.

For technical information, see the complete report:

Lewis, L., Snow, K., Farris, E., Smerdon, B., Cronen, S., and Kaplan, J. (2000). Condition of America's Public School Facilities: 1999 (NCES 2000-032).

Author affiliations: L. Lewis, K. Snow, and E. Farris, Westat; and B. Smerdon, S. Cronen, and J. Kaplan, American Institutes for Research.

For questions about content, contact Peter Tice.

To obtain the complete report (NCES 2000-032), call the toll-free ED Pubs number (877-433-7827) or visit the NCES Web Site (http://nces.ed.gov).

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