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Education Statistics Quarterly
Vol 4, Issue 3, Topic: Elementary and Secondary Education
Public Alternative Schools and Programs for Students at Risk of Education Failure: 2000–01
By: Brian Kleiner, Rebecca Porch, and Elizabeth Farris
 
This article was originally published as the Executive Summary of the Statistical Analysis Report of the same name. The sample survey data are from the NCES Fast Response Survey System (FRSS).
 
 

Background

Concern among the public, educators, and policymakers about violence, weapons, and drugs on elementary and secondary school campuses, balanced with concern about sending disruptive and potentially dangerous students "out on the streets," has spawned an increased interest in alternative schools and programs (U.S. Department of Education 1996). Many students who, for one reason or another, are not succeeding in regular public schools are being sent to alternative placements. In general, students are referred to alternative schools and programs if they are at risk of educational failure, as indicated by poor grades, truancy, disruptive behavior, suspension, pregnancy, or similar factors associated with early withdrawal from school (Paglin and Fager 1997).

The 2001 "District Survey of Alternative Schools and Programs," conducted by the National Center for Education Statistics (NCES) through its Fast Response Survey System (FRSS), is the first national study of public alternative schools and programs for students at risk of educational failure to provide data on topics related to the availability of public alternative schools and programs, enrollment, staffing, and services for these students. The results presented in this report are based on questionnaire data from a nationally representative sample of 1,534 public school districts. Although there is no single commonly accepted definition of what constitutes alternative schools and programs (Lange and Sletten 2002), this survey included only public alternative schools and programs that were geared toward students at risk of educational failure, that were administered by regular districts,1 and where students spent at least 50 percent of their instructional time.

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Key Findings

Availability of and enrollment in public alternative schools and programs for at-risk students

Few national-level measures are available with respect to features of availability of and enrollment in public alternative schools and programs for students at risk of educational failure. The FRSS "District Survey of Alternative Schools and Programs" asked districts for information regarding overall availability and locations of alternative schools and programs; grades at which instruction was offered; and a variety of questions related to enrollment, including overall numbers of students enrolled in alternative schools and programs as well as the existence of capacity limitations and how districts treat such problems. Results include the following:

  • Overall, 39 percent of public school districts administered at least one alternative school or program for at-risk students during the 2000–01 school year (table A).2
  • Urban districts, large districts (those with 10,000 or more students), districts in the Southeast, districts with high minority student enrollments, and districts with high poverty concentrations were more likely than other districts to have alternative schools and programs for at-risk students during the 2000–01 school year (table A).
  • Overall, there were 10,900 public alternative schools and programs for at-risk students in the nation during the 2000–01 school year.
  • Fifty-nine percent (6,400) of all public alternative schools and programs for at-risk students were housed in a separate facility (i.e., not within a regular school) during the 2000–01 school year. Results also indicate that districts administered few alternative schools and programs that were in juvenile detention centers (4 percent of all public alternative schools and programs), that were in community centers (3 percent), or that were charter schools (1 percent).
  • Overall, districts with one or more alternative schools or programs for at-risk students were most likely to have just one such school or program during the 2000–01 school year (65 percent). Large districts were more likely than moderate-size districts, which in turn were more likely than small districts, to have three or more alternative schools or programs (56 percent vs. 16 percent vs. 7 percent, respectively).
  • Among those districts offering alternative education for at-risk students during the 2000–01 school year, alternative schools and programs were offered at the secondary level (grades 9 through 12) by 88 to 92 percent of districts, at the middle school level (grades 6 through 8) by 46 to 67 percent of districts, and at the elementary school level (grades 1 through 5) by 10 to 21 percent of districts (figure A).
  • As of October 1, 2000, 612,900 students, or 1.3 percent of all public school students, were enrolled in public alternative schools or programs for at-risk students.3 Forty-three percent of districts with alternative schools and programs for at-risk students had less than 1 percent of their student population enrolled in such schools and programs.
  • Overall, 12 percent of all students in alternative schools and programs for at-risk students were special education students with Individualized Education Programs (IEPs) (not shown in tables).4 This percentage is not significantly different from the overall percentage of special education students with IEPs enrolled in all public schools during the 2000–01 school year (13 percent) (not shown in tables).5 While 29 percent of districts with alternative schools and programs had less than 3 percent of alternative education students who were special education students with IEPs, roughly as many districts (34 percent) had 20 percent or more.
  • About one-third (33 percent) of districts with alternative schools and programs for at-risk students had at least one such school or program that did not have the capacity to enroll new students during the 1999–2000 school year. This was more likely to be the case for large and moderate-size districts than for small ones (43 and 39 percent vs. 25 percent).
  • Fifty-four percent of districts with alternative schools and programs for at-risk students reported that within the last 3 years there were cases where demand for enrollment exceeded capacity (not shown in tables). These districts reported employing a variety of procedures in such cases. Putting students on a waiting list was the most common procedure of districts where demand exceeded capacity (83 percent).
Alternative schools and programs: entrance and exit criteria

Student enrollment in the nation's public alternative schools and programs is highly fluid. Students are removed from and returned to regular schools on an individual and daily basis, for a variety of reasons. Many public alternative schools and programs aim to return at-risk students to regular schools as soon as students are prepared to do so. Some students do return to regular schools less "at risk," but many are sent back to or simply remain in (by choice or decree) an alternative school or program for the duration of their education (Quinn and Rutherford 1998). Results of the FRSS "District Survey of Alternative Schools and Programs" include the following findings on criteria for transferring students into and out of alternative schools and programs during the 2000–01 school year:

  • Roughly half of all districts with alternative schools and programs reported that each of the following was a sufficient reason for transferring at-risk students from a regular school: possession, distribution, or use of alcohol or drugs (52 percent); physical attacks or fights (52 percent); chronic truancy (51 percent); possession or use of a weapon other than a firearm (50 percent); continual academic failure (50 percent); disruptive verbal behavior (45 percent); and possession or use of a firearm (44 percent) (table B).6 Teen pregnancy/parenthood and mental health needs were least likely to be sole reasons for transfer (28 and 22 percent).7
  • With respect to the manner in which at-risk special education students with IEPs arrive at alternative schools and programs (e.g., through the support of a director of special education or the recommendation of regular school staff), an IEP team decision was the means that districts most commonly employed to a "large extent" in these students' placement (66 percent).
  • While 74 percent of districts with alternative schools and programs for at-risk students reported a policy that allowed all alternative education students to return to a regular school, 25 percent of districts allowed some, but not all, students to return, and 1 percent allowed none to return.
  • The reasons that districts were most likely to rate as "very important" in determining whether a student was able to return to a regular school were improved attitude or behavior (82 percent) and student motivation to return (81 percent) (table C).
Figure A.—Percent of districts with alternative schools and programs for at-risk students that offered alternative schools and programs for prekindergarten through grade 12: School year 2000–01
Figure A.- Percent of districts with alternative schools and programs for at-risk students that offered alternative schools and programs for prekindergarten through grade 12: School year 2000-01

NOTE: Percentages are based on the 39 percent of districts that reported administrating at least one alternative school or program during the 2000-01 school year.

SOURCE: U.S. Department of Education, National Center for Education Statistics, Fast Response Survey System, "District Survey of Alternative Schools and Programs," FRSS 76, 2001. (Originally published as figure 1 on p. 9 of the complete report from which this article is excerpted.)

Table A.—Percent of districts with alternative schools and programs for at-risk students, by district characteristics: School year 2000–01
Characteristic
Percent
Total
39
Metropolitan status
  Urban
66
  Suburban
41
  Rural
35
District enrollment size
  Less than 2,500
26
  2,500 to 9,999
69
  10,000 or more
95
Region
  Northeast
31
  Southeast
80
  Central
28
  West
44
Minority enrollment1
  5 percent or less
26
  6 to 20 percent
43
  21 to 50 percent
51
  More than 50 percent
62
Poverty concentration2
  Less than 10 percent
31
  10 to 20 percent
43
  More than 20 percent
45

1Estimates are based on the 1,515 districts for which data on minority enrollment were available.

2Estimates are based on the 1,503 districts for which data on poverty concentration were available. Poverty concentration is based on Census Bureau data on the percentage of children ages 5-17 in families below the poverty level within districts in 1996-97.

SOURCE: U.S. Department of Education, National Center for Education Statistics, Fast Response Survey System, "District Survey of Alternative Schools and Programs," FRSS 76, 2001. (Originally published as table 1 on p. 6 of the complete report from which this article is excerpted.)

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Staffing, curriculum and services, and collaboration

Whether students at risk of educational failure are able to transfer back to regular schools or successfully graduate from alternative schools and programs may depend in part on the quality of the education and services they receive. Various factors have been identified as beneficial to at-risk students in alternative education environments, including dedicated and well-trained staff, effective curriculum, and a variety of support services provided in collaboration with an array of agencies (Quinn and Rutherford 1998). Results of the FRSS "District Survey of Alternative Schools and Programs" include the following information on such factors:

  • Eighty-six percent of districts with alternative schools and programs for at-risk students hired teachers specifically to teach in such schools and programs. A smaller percentage of districts transferred teachers by choice from a regular school (49 percent), and an even smaller percentage assigned teachers involuntarily to positions in alternative schools and programs (10 percent).
  • Overall, many districts with alternative schools and programs for at-risk students had policies requiring a wide variety of services and practices for alternative education students.8 Over three-quarters of the districts had curricula leading toward a regular high school diploma (91 percent), academic counseling (87 percent), policies requiring a smaller class size than in regular schools (85 percent), remedial instruction (84 percent), opportunity for self-paced instruction (83 percent), crisis/behavioral intervention (79 percent), and career counseling (79 percent). Least commonly required were an extended school day or school year (29 percent), security personnel on site (26 percent), and evening or weekend classes (25 percent). On average, districts required 9.5 of the 16 services asked about in the survey (not shown in tables).
  • The type of collaboration most widely reported by districts with alternative schools and programs for at-risk students was with the juvenile justice system (84 percent). Seventy-five percent of districts collaborated with community mental health agencies, 70 percent collaborated with police or sheriff's departments, and 69 percent collaborated with child protective services. Collaboration with parks and recreation departments was least commonly cited by districts (23 percent).
Table B.—Percent of districts with alternative schools and programs for at-risk students that reported that students could be transferred to an alternative school or program solely on the basis of various reasons, by district characteristics: School year 2000–01
Characteristic Possession,
distribution, or use
of alcohol or drugs
Physical
attacks or
fights
Chronic
truancy
Possession or use of
a weapon (other than
a firearm)
Continual
academic
failure
Total
52 52 51 50 50
Metropolitan status
  Urban
60 65 54 61 52
  Suburban
54 48 47 52 46
  Rural
49 52 54 46 54
District enrollment size
  Less than 2,500
42 46 53 41 52
  2,500 to 9,999
56 51 47 54 48
  10,000 or more
76 72 53 72 51
Region
  Northeast
41 40 40 42 44
  Southeast
70 71 50 65 43
  Central
39 42 56 35 60
  West
56 52 53 55 50
Minority enrollment1
  5 percent or less
45 45 52 44 58
  6 to 20 percent
46 46 47 43 45
  21 to 50 percent
59 56 51 57 49
  More than 50 percent
65 63 54 62 46
Poverty concentration2
  Less than 10 percent
44 40 46 41 49
  10 to 20 percent
47 49 51 45 51
  More than 20 percent
65 62 54 62 51


Characteristic Disruptive
verbal behavior
Possession
or use
of a firearm
Arrest or 
involvement
with the juvenile
justice system
Teen
pregnancy/
parenthood3
Mental health
needs
Total
45 44 38 28 22
Metropolitan status
  Urban
48 49 47 38 27
  Suburban
41 45 36 24 17
  Rural
48 42 38 30 26
District enrollment size
  Less than 2,500
45 37 35 31 23
  2,500 to 9,999
43 46 38 23 21
  10,000 or more
54 61 50 34 21
Region
  Northeast
33 38 24 10 16
  Southeast
62 54 46 15 20
  Central
39 31 33 40 28
  West
45 50 44 35 22
Minority enrollment1
  5 percent or less
41 40 31 30 26
  6 to 20 percent
41 39 36 28 22
  21 to 50 percent
47 50 39 26 19
  More than 50 percent
56 49 49 26 20
Poverty concentration2
  Less than 10 percent
36 34 28 27 18
  10 to 20 percent
43 42 38 31 27
  More than 20 percent
54 52 46 25 20

1Estimates are based on the 840 districts with alternative schools and programs for which data on minority enrollment were available.

2Estimates are based on the 843 districts with alternative schools and programs for which data on poverty concentration were available. Poverty concentration is based on Census Bureau data on the percentage of children ages 5-17 in families below the poverty level within districts in 1996-97.

3Does not include results for the 27 elementary districts that were asked about teen pregnancy/parenthood.

NOTE: Percentages are based on the 39 percent of districts that reported administrating at least one alternative school or program during the 2000-01 school year. Response categories were not mutually exclusive.

SOURCE: U.S. Department of Education, National Center for Education Statistics, Fast Response Survey System, "District Survey of Alternative Schools and Programs," FRSS 76, 2001. (Originally published as table 8 on pp. 18-19 of the complete report from which this article is excerpted.)

Table C.—Percent of districts with alternative schools and programs for at-risk students that cited various reasons as "very important" in determining whether an enrolled student can return to a regular school, by district characteristics: Academic year 2000–01
Characteristic
Improved
attitude or
behavior
Student
motivation
to return
Approval of
alternative
school/
program
staff
Improved
grades
Approval of the
regular school
administrator
or counselor
Student
readiness by
standardized
assessment
Availability
of space in
regular
school
Total
82 81 67 52 40 12 3
Metropolitan status
  Urban
85 83 61 54 29 13 3
  Suburban
81 78 62 54 37 8 4
  Rural
82 84 73 50 44 15 3
District enrollment size
  Less than 2,500
80 85 69 54 48 15 3
  2,500 to 9,999
84 78 67 50 35 8 3
  10,000 or more
82 75 60 53 25 12 3
Region
  Northeast
85 82 57 49 38 6 3
  Southeast
89 73 78 47 36 15 1
  Central
83 88 69 57 45 9 3
  West
75 81 63 54 40 15 5
Minority enrollment1
  5 percent or less
83 87 67 52 44 15 4
  6 to 20 percent
80 84 67 48 43 8 3
  21 to 50 percent
82 73 66 48 32 14 4
  More than 50
  percent
82 77 68 64 38 10 3
Poverty concentration2
  Less than 10
  percent
83 78 62 50 31 9 6
  10 to 20 percent
80 84 65 51 42 9 2
  More than 20
  percent
83 80 73 56 43 18 3

1Among districts with alternative schools and programs that allowed all or some students to return to a regular school, estimates are based on the 834 districts for which data on minority enrollment were available.

2Among districts with alternative schools and programs that allowed all or some students to return to a regular school, estimates are based on the 837 districts for which data on poverty concentration were available. Poverty concentration is based on Census Bureau data on the percentage of children ages 5-17 in families below the poverty level within districts in 1996-97.

NOTE: Percentages are based on the 39 percent of districts that reported administrating at least one alternative school or program during the 2000-01 school year and allowed all or some students to return to a regular school. Response categories were not mutually exclusive.

SOURCE: U.S. Department of Education, National Center for Education Statistics, Fast Response Survey System, "District Survey of Alternative Schools and Programs," FRSS 76, 2001. (Originally published as table 11 on p. 23 of the complete report from which this article is excerpted.)

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Footnotes

1A regular district is defined in the 1998–99 Common Core of Data (CCD) as one of two types: 1) a local school district that is not a component of a supervisory union, or 2) a local school district component of a supervisory union sharing a superintendent and administrative services with other local school districts.

2If elementary districts (i.e., districts with grades no higher than grade 8) are excluded from consideration, 48 percent of (unified and secondary) districts had at least one alternative school or program during the 2000–01 school year.

3Percentages are based on total district enrollment figures according to the 2000–01 NCES CCD. In 2000–01, there were about 47 million students in the nation's public schools.

4An IEP is a special educational program that is tailored to each student's needs according to his/her learning disability(s).

5The latter percentage is derived from the 2000–01 NCES CCD.

6The counterintuitive result that a smaller percentage of districts transferred students solely for possession of a firearm compared with other reasons may be due to the fact that districts may have policies requiring expulsion in case of firearm possession, and transfer to an alternative school or program is not an option.

7The finding for teen pregnancy/parenthood does not include the 27 elementary districts that were asked this question.

8Since some of the services were not relevant at the elementary level (e.g., career counseling, preparation for the GED exam, etc.), to ensure comparability across services, the 27 elementary districts that were asked questions about services were excluded from the findings on services.

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References

Lange, C.M., and Sletten, S.J. (2002). Alternative Education: A Brief History and Research Synthesis. Alexandria, VA: National Association of State Directors of Special Education.

Paglin, C., and Fager, J. (1997). Alternative Schools: Approaches for Students at Risk (By Request series). Portland, OR: Northwest Regional Educational Laboratory. Available: http://www.nwrel.org/request/sept97/

Quinn, M.M., and Rutherford, R.B. (1998). Alternative Programs for Students With Social, Emotional, or Behavioral Problems. Reston, VA: Council for Children With Behavioral Disorders.

U.S. Department of Education. (1996). Alternative Education Programs for Expelled Students. In U.S. Department of Education Safe and Drug-Free Schools: An Action Guide.

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Data source: The NCES Fast Response Survey System, "District Survey of Alternative Schools and Programs," FRSS 76, 2001.

For technical information, see the complete report:

Kleiner, B., Porch, R., and Farris, E. (2002). Public Alternative Schools and Programs for Students at Risk of Education Failure: 2000–01 (NCES 2002–004).

Author affiliations: Brian Kleiner, Rebecca Porch, and Elizabeth Farris, Westat, Inc.

For questions about content, contact Peter Tice.

To obtain the complete report (NCES 2002–004), call the toll-free ED Pubs number (877–433–7827) or visit the NCES Electronic Catalog (http://nces.ed.gov/pubsearch).


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