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School and Student Nonresponse Adjustments for the 2007 Assessment


School Nonresponse Adjustment

Student Nonresponse Adjustment

Nonresponse is unavoidable in any voluntary survey of a human population. Nonresponse leads to the loss of sample data that must be compensated for in the weights of the responding sample members. This differs from ineligibility, for which no adjustments are necessary. The purpose of the nonresponse adjustments is to reduce the mean square error of survey estimates. While the nonresponse adjustment reduces the bias from the loss of sample, it also increases variability among the survey weights leading to increased variances. However, it is presumed that the reduction in bias more than compensates for the increase in the variance, thereby reducing the mean square error and thus improving the accuracy of survey estimates. Nonresponse adjustments are made in the NAEP surveys at both the school and the student levels: the responding (original and substitute) schools receive a weighting adjustment to compensate for nonresponding schools, and responding students receive a weighting adjustment to compensate for nonresponding students.

The paradigm used for nonresponse adjustment in NAEP is the quasi-randomization approach (Oh and Scheuren 1983). In this approach, school response cells are based on characteristics of schools known to be related to both response propensity and achievement level, such as the locale type (e.g., large principal city of a metropolitan area) of the school. Likewise, student response cells are based on characteristics of the schools containing the students, and student characteristics, which are known to be related to both response propensity and achievement level, such as student race/ethnicity, gender, and age.

Under this approach, sample members are assigned to mutually exclusive and exhaustive response cells based on predetermined characteristics. A nonresponse adjustment factor is calculated for each cell as the ratio of the sum of adjusted base weights for all eligible units to the sum of adjusted base weights for all responding units. The nonresponse adjustment factor is then applied to the adjusted base weight of each responding unit. In this way, the weights of responding units in the cell are "weighted up" to represent the full set of responding and nonresponding units in the response cell.

The quasi-randomization paradigm views nonresponse as another stage of sampling. Within each nonresponse cell, the paradigm assumes that the responding sample units are a simple random sample from the total set of all sample units. If this model is valid, then the use of the quasi-randomization weighting adjustment will eliminate any nonresponse bias. Even if this model is not valid, the weighting adjustments will eliminate bias if the achievement scores are homogeneous within the response cells (i.e., bias is eliminated if there is homogeneity either in response propensity or in achievement levels). See, for example, chapter 4 of Little and Rubin (1987).

Last updated 28 August 2009 (JL)

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